ORCID
https://orcid.org/0000-0003-3886-4990
Date of Award
Fall 2025
Language
English
Embargo Period
10-20-2025
Document Type
Dissertation
Degree Name
Doctor of Philosophy (PhD)
College/School/Department
School of Criminal Justice
Program
Criminal Justice
First Advisor
Justin Pickett
Committee Members
David Hureau, Mary Ellen Stitt, Sarah Shannon
Keywords
mass incarceration, welfare, corrections, inequality, punishment, political economy
Subject Categories
Criminology and Criminal Justice | Social Control, Law, Crime, and Deviance | Social Policy | Social Welfare
Abstract
In the past fifty years, the United States has seen significant changes in both the criminal legal system and the welfare state. The incarceration rate surged by 475% from 1972 to 2007, driven by state-level decisions about criminal legal policy and disproportionately affecting Black Americans. Simultaneously, welfare programs became less generous, especially for those deemed “undeserving.” A long line of social science scholarship emphasizes that these two major social institutions—the welfare state and the carceral state—must be considered as complementary and alternative methods of managing marginalized groups. Quantitative research often confirms these claims, finding a durable inverse relationship between welfare generosity and imprisonment rates. However, measurement inconsistencies and methodological limitations may complicate and obfuscate prior research findings. This dissertation improves on these shortcomings and explores the theoretical and empirical connections between welfare and punishment using annual data from all fifty states from 1980 to 2019. In Study 1, I compare alternative measures of welfare generosity to determine which measure is best suited for use in analyses predicting imprisonment. In Study 2, I use the welfare measures identified in the Study 1 to determine whether welfare is associated with imprisonment after methodological limitations of prior research are addressed. Considering the gendered and racialized nature of both welfare and punishment, Study 3 decomposes the imprisonment rate by race and gender to examine if and how the relationship between welfare and imprisonment changes for different groups. On the whole, my analyses showed no significant relationship between various measures of welfare generosity and imprisonment. These findings suggest the need for future research reconceptualizing the relationship between welfare and punishment in the 21st century, as well as the importance of appropriate statistical methodology in the analysis of imprisonment rates.
License
This work is licensed under the University at Albany Standard Author Agreement.
Recommended Citation
Ivanov, Stefan, "Welfare States and Imprisonment Rates: Revisiting the Study of Public Assistance and Punishment in the United States" (2025). Electronic Theses & Dissertations (2024 - present). 320.
https://scholarsarchive.library.albany.edu/etd/320
Included in
Criminology and Criminal Justice Commons, Social Control, Law, Crime, and Deviance Commons, Social Policy Commons, Social Welfare Commons